Directive Principles of State Policy (DPSP): Nurturing Socio-Economic Democracy and Welfare Ideals

March 27, 2024 2289 0

Introduction

The phrase ‘Directive Principles of State Policy’ denotes the ideals that the State should keep in mind while formulating policies and enacting laws. These are the constitutional instructions or recommendations to the State in legislative, executive and administrative matters. 

  • Dr B.R. Ambedkar described the DPSP as the ‘novel feature’ of the Indian Constitution
  • Along with the Fundamental Rights, it contains the philosophy of the Constitution and is the soul of the Constitution. 
  • Source: Borrowed from the Irish Constitution, which had copied it from the Spanish Constitution.
  • Resemble the ‘Instrument of Instructions’ enumerated in the Government of India Act 1935.
  • DPSP lays down the goal of Indian polity as ‘Socio-economic democracy’ as distinguished from ‘Political democracy’.
  • Granville Austin: DPSP + FR = Conscience of the Constitution.
  • Article 37: These principles are fundamental in the governance of the country, and it shall be the duty of the State to apply these principles in making laws. [UPSC 2013]
  • Exceptions to DPSP: Laws giving effect to Art 39 (b) and (c) of DPSPs should not be declared as unconstitutional and void on grounds of violation or contravention of Articles 14 and 19.
  • Minerva Mills Case (1980): Harmony and balance between FR and DPSP are an essential feature of the basic structure of the Constitution.

Features of Directive Principles of State Policy

  • Comprehensive Framework: DPSPs constitute a very comprehensive economic, social & political programme for a modern democratic state.
  • Constitutional Guidance: Constitutional instructions or recommendations to the State in legislative, executive and administrative matters. [UPSC 2020]
  • Scope of “State”: The phrase ‘State’ includes legislative and executive organs of the central and state governments, all local authorities and all other public authorities in the country.
  • Political Sanction: Moral obligation on the state authorities for their application, but the real force behind them is political, that is, public opinion.
  • Enshrines Socio-economic democracy (which is positive in nature, unlike FR, which is negative in nature). [UPSC 2015]
  • Complementary Rights: Supplementary to the fundamental rights of the citizens. They are intended to fill in the vacuum in Part III by providing for social and economic rights.
  • Sir B.N. Rau (Constitutional Advisor): Recommended that the rights of an individual should be divided into two categories- justiciable and non-justiciable, which was accepted by the Drafting Committee (chaired by: Ambedkar).
  • Welfare State: DPSPs embody a ‘Welfare State’ and not a Police State. [UPSC 2020, 2015]
  • Aligned with the Preamble: DPSP aims at realizing justice, liberty, equality & fraternity as mentioned in the Preamble.
  • Non-justiciable: Not legally enforceable by the courts for their violation or non-implementation. [UPSC 2020, 2015]
  • DPSPs in Judicial Review: DPSPs help the courts in examining and determining the constitutional validity of a law.
  • SC: Any law for implementing DPSPs needs to be reasonable in relation to Articles 14 & 19.

Classification of Directive Principles of State Policy

  • The Constitution does not specify the classification of DPSPs. On the basis of content, these are classified into Socialist, Gandhian and Liberal-intellectual.

SOCIALIST

Reflects ideology of Socialism, lays down the framework of a democratic socialist state, aims at providing social and economic justice, and sets the path towards a welfare state.

Article 38
  • Promote the welfare of the people by securing a social order permeated by justice-social, economic and political.
  • To minimize inequalities in income, status, facilities and opportunities (Added by 44th Amendment).
Article 39 The state shall direct its policies towards securing:

  1. Adequate means of livelihood for its citizens, men and women equally.
  2. That the ownership and control of material resources of the community are so distributed as best to serve the common good.
  3. That the operation of the economic system doesn’t result in the concentration of wealth and means of production. [UPSC 2021]
  4. Equal pay for equal work for men and women.
  5. Preservation of health and strength of workers and children against forcible abuse.
  6. Opportunity for the healthy development of children and the protection of childhood and youth against moral and material development. (42nd CAA, 1976).
Article 39A To promote equal justice and to provide free legal aid to the poor (42nd CAA, 1976).
Article 41 Right to work, education, and public assistance in the event of unemployment, old age, or sickness.
Article 42 Provision for just and humane conditions of work and maternity relief.
Article 43 To secure a living wage, decent standards of life, social and cultural opportunities for all workers.
Article 43A Take steps to secure the participation of workers in the management of industries (42nd CAA, 1976).
Article 47 To raise the level of nutrition and the standard of living of the people & to improve public health.

 

Legal Services Authorities Act, 1987:

  • Section 12: Free legal services (Art.39A). It is available to Women and children, Members of SC/ST (Legal Services Authority does not mention OBCs while providing free legal services), Industrial workmen, Victims of mass disaster, violence, flood, drought, earthquakes, industrial disaster, Disabled persons, Persons in custody, Persons whose annual income does not exceed  1 lakh or as prescribed by the State Government, Victims of trafficking in human beings or beggars, the income ceiling limit for Transgender is Rs. 2,00,000 and Senior Citizens (Not all senior citizens are eligible for free legal services, it depends on the rules framed by the respective state governments, which can prescribe income limits).

GANDHIAN

Based on Gandhian Ideology. Represent the programme of reconstruction enunciated by Gandhi during the National Movement.

Article 40 To organize village Panchayats (grassroots-level democracy) and endow them with the necessary powers and authority to enable them to function as units of self-government.

  • 73rd CAA, 1992: Constitutional recognition to Panchayats (Part IX, Schedule 11).
Article 43 Promote cottage industries on an individual or co-operative basis in rural areas.
Article 43B To promote voluntary formation, autonomous functioning, democratic control & professional management of Co-operative Societies (97th Amendment 2011).
Article 46 To promote the educational and economic interests of SCs, STs and other weaker sections of society, the state shall protect them from social injustice and exploitation.
Article 47 Prohibit the consumption except for medicinal purposes of intoxicating drinks and drugs
Article 48 Prohibit the slaughter of cows, calves and other milch and draught cattle and improve their breeds.

LIBERAL INTELLECTUAL:

To represent the ideology of liberalism.

Article 44 To secure for all citizens a Uniform Civil Code throughout the country.

  • Shah Bano Case (1985): In the Shah Bano case, the apex court had said that a common civil code would help the cause of national integration by removing disparate loyalties to laws having conflicting ideologies.
Article 45 To provide early childhood care and education for all children until they complete the age of 6 years (86th CAA, 2002).
Article 48 To organize agriculture and animal husbandry on modern and scientific lines.
Article 48A To protect and improve the environment and to safeguard forests & wildlife (42nd CAA, 1976).
Article 49 Protect monuments, places and objects of artistic or historic interests which are declared to be of national importance.
Article 50 To separate the Judiciary from the Executive in the public services of the state.. [UPSC 2020]
Article 51 To promote International peace, maintain honourable relations between nations, foster respect for international laws and treaty obligations and encourage peaceful settlements. [UPSC 2015]

Amendment To Directive Principles of State Policy: New Directive Principles

Amendment Description
42nd Amendment Act of 1976 Added Article 39(f), Article 39A, Article 43A, Article 48A. [UPSC 2017]

  • Article 39(f):  That children are given opportunities and facilities to develop in a healthy manner and in conditions of freedom and dignity and that childhood and youth are protected against exploitation and against moral and material abandonment
  • Article 39A:  The State shall ensure that the operation of the legal system promotes justice, provides free legal aid to ensure that opportunities for securing justice are not denied to any citizen by reason of economic or other disabilities.
  • Article 43A: The State shall take steps to secure the participation of workers in the management of undertakings, establishments or other organisations engaged in any industry
  • Article 48A: The State shall endeavour to protect and improve the environment and to safeguard the forests and wildlife of the country.
  • Subjects Transferred to Concurrent List: 42nd CAA (1976) shifted the five subjects from the State list to the Concurrent list: Education, Forests, Weights and measures, Protection of Wild Animals and Birds, and Administration of Justice.
44th Amendment Act of 1978 Added Article 38(2): To minimize inequalities in income, status, facilities and opportunities.
86th Amendment Act of 2002 Added Article 45: The amendment changed the subject – matter of Article 45 and elementary education made as FR under Article 21A.
97th Amendment Act of 2011 Added Article 43B: To promote formation, functioning and management of  Co-operative Societies.

Importance/Significance of DPSP

  • Supplementary Rights: Supplementary to the fundamental rights, it provides stability and continuity in domestic and foreign policies.
  • Supportive Environment: Enables a favourable atmosphere for the full and proper enjoyment of fundamental rights.
  • Fostering Democratic Oversight: Enable the opposition to exercise influence and control over the operations of the government.
  • Performance Evaluation: Serve as a crucial test for the performance of the government as well as a common political manifesto.

Directives outside PART IV

Article 335 Part XVI Claims of SCs & STs to services.
Article 350A Part XVII Instruction in mother tongue.
Article 351 Part XVII Development of Hindi Language.

Conflict between Fundamental Rights and DPSP

Cases Supreme Court View
Champakam Dorairajan Case 1951
  • FR would prevail over DPSPs.
  • FRs can be amended by the Parliament by enacting Constitutional amendments.
Golaknath Case 1967
  • Parliament cannot take away any of the FR (sacrosanct).
  • FR cannot be amended for the implementation of DPSPs.
24th Amendment 1971
  • Parliament has the power to take away any FR by enacting a Constitutional Amendment.
  • Inserted Article 31C: Any law for the implementation of Art.39(b) & 39(c) shall not be void if it violates Art.14 & Art.19.
  • Such laws cannot be questioned in a court of law.
Kesavananda Bharati

Case 1973

  • The second provision of Article 31C was declared invalid. 
  • Judicial review is a basic structure.
42nd Amendment 1976
  • Any law for implementation of any DPSP shall not be void if it violates Article 14 & Article 19.
  • DPSPs are accorded primacy over Article 14 & Article 19.
Minerva Mills Case 1980
  • The primacy of DPSP over FR under the 42nd Amendment was declared invalid.
  • SC: Indian Constitution is founded on the bedrock of balance between FR & DPSP.
Present position
  • Fundamental Rights enjoy supremacy over the Directive Principles.
  • The Parliament can, however, amend the Fundamental Rights for implementing the Directive Principles, so long as the amendment does not damage or destroy the basic structure of the Constitution.

Difference between Fundamental Rights and DPSPs

Fundamental Rights Directive Principles
Source: Borrowed from the Constitution of the USA. Source: Borrowed from the Irish Constitution of 1937.
Negative: They prohibit the State from doing certain things. Hence, Negative in nature. Positive: They require the State to do certain things. Hence, positive in nature.
Justiciable. Non-justiciable.
Aim: To establish political democracy in the country. Aim: To establish social and economic democracy in the country.
Sanction: Have legal sanctions. Sanction: Have moral and political sanctions.
Promote the welfare of the individual – Personal and individualistic. Promote the welfare of the community – Societarian & Socialistic.
Do not require any legislation for implementation. Automatically enforced. Require legislation for implementation. Not automatically enforced.
Courts can declare a law violative of any of the FR as unconstitutional and invalid. Courts cannot declare a law violative of any of the DPSP as unconstitutional and invalid. However, they can uphold the validity of a law to give effect to a directive.

 

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Conclusion

  • The Directive Principles of State Policy serve as guiding principles for governance, advocating social, economic, and political justice. 
  • While not legally enforceable, they represent a moral commitment by the state to pursue policies that promote the welfare of its citizens and establish an equitable society.

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UDAAN PRELIMS WALLAH
Comprehensive coverage with a concise format
Integration of PYQ within the booklet
Designed as per recent trends of Prelims questions
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